In a perfect world, your investments exceed the expected return with less risk than anticipated. In the real world… Your experience may be different.
If you’re thinking of investing in the markets, real estate or in a business, we believe we’re uniquely positioned to assist you in staying OUT of harm’s way.
“Rule Number ONE: NEVER LOSE MONEY, Rule Number TWO: NEVER FORGET RULE NUMBER ONE”.
– Warren Buffett
Consulting / Due Diligence
Our team will assist with the due diligence necessary BEFORE putting your hard earned ASSETS to work. Many investment advisors and financial professionals are trained to identify potential clients. A perfectly timed call after a large deposit at a financial institution, a recent inheritance or sale of a property, isn’t usually a coincidence. In effect, there may be a Target On Your Back. Unlike other industries, you may not realize you’ve made a poor investment or received bad advice until years have passed or it’s too late. Our attorneys have worked on Wall Street as licensed advisors, bankers, traders and NOW are working TO PROTECT YOU.
We have a plethora of resources to determine if your business, financial, or investment advisers are licensed and qualified. We can help you research their past and present offerings, advice and history.
Additionally, check out this LEGAL GUIDE by West Legal Group attorney; David Ferri.
Our first goal at West Legal is to help you adhere to Rule Number ONE and to keep a Target OFF your Back by helping YOU make INFORMED decisions.
If you’ve already made investments and you’re not sure of the outcome or whether they’re performing as intended we can assist. This doesn’t necessarily mean that someone has acted improperly, or that you’ve made a bad decision. Our goal is to identify and isolate improper conduct and help you protect and, if necessary, recover your assets or business.
PROTECTING, RECOVERING.
At West Legal Group PC, (WLG) we’ve assisted our clients in claims against brokers /dealers, investment advisers, and management companies. Over the years, our legal team has worked tirelessly in the recovery of millions of dollars on behalf of our clients through both the court systems and, commonly, via the Financial Industry Regulatory Authority or FINRA. At WLG, we can file an arbitration claim or request mediation through FINRA when you have a dispute involving the business activities of a brokerage firm or one of its brokers.
Our firm’s objective is to recoup the investment losses of our clients due to the misconduct or fraud of those who they’ve entrusted with their money. The experience of our team is paramount as, many times, misconduct or fraud is not easily evident and the deep review of account statements and strategies proves monumental in identifying malfeasance. Unscrupulous managers have proven to be very effective in hiding their tracks. We strive to assist in uncovering and recovering.
Some of the improper conduct that we’ve identified and recovered damages for our clients include:
Additionally, some of the common investment products / strategies involved include:
We’ve represented investors, individuals, and institutions nationally in all fifty states.
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Contact Us
Fill out the contact form or call us at (866) 975-TRADE (8723) to schedule your free consultation.